Salary Range
$55,000 – $120,000
Job Outlook
5% growth through 2032
Education
Bachelor's in Business, Law, or related field; JD or MBA preferred
Work Settings
Hybrid, Onsite
About This Career
Compliance Officers ensure organizations adhere to legal standards, internal policies, and regulatory requirements. They develop compliance programs, conduct audits, and train staff on regulations.
Top Skills
Regulatory knowledgeRisk assessmentAuditPolicy developmentTraining and educationInvestigation
Typical Responsibilities
- Develop and implement compliance programs
- Conduct internal audits and investigations
- Monitor regulatory changes
- Train employees on compliance requirements
- Prepare regulatory filings
- Report to leadership on compliance status
Common Certifications
✓ CCEP✓ CRCM✓ CFE✓ Series 7 (financial services)
Career Progression
1
Compliance Analyst
0-3 years experience
2
Compliance Officer
3-6 years experience
3
Senior Compliance Officer
6-10 years experience
4
Chief Compliance Officer
10+ years experience
ATS Keywords to Include in Your Resume
regulatory complianceauditrisk assessmentpolicy developmentSOXAMLKYC
Related Careers
Hiring Industries
Financial ServicesHealthcarePharmaceuticalGovernmentInsurance
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